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SEC Charges Day-Trading Education Firm for Unregistered Security-Based Swap Transactions

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - October 23, 2020) - The Securities and Exchange Commission today charged Israeli company Tradenet Capital Markets Ltd. for offering and selling security-based swaps to over 5,000 retail investors without registration and for failing to transact its swaps on a registered national exchange.

According to the...