RBC Charged With Failing to Give Priority to Retail and Institutional Investors in Municipal Offerings
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - September 17, 2021) - The Securities and Exchange Commission today announced that RBC Capital Markets LLC has agreed to pay more than $800,000 to resolve charges that it engaged in unfair dealing in municipal bond offerings. The SEC also announced settled charges against Kenneth G. Friedrich, RBC's...

