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SEC Charges U.K.-Based Father and Son, and Two Others in Transatlantic Microcap Fraud Scheme

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - September 23, 2021) - The Securities and Exchange Commission today filed two complaints in the United States District Court for the Eastern District of New York charging four individuals and five entities for their roles in an allegedly fraudulent microcap scheme that generated more than $10 million in unlawful...