SEC Charges Unlicensed Broker With Defrauding Investors
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - July 28, 2021) - The Securities and Exchange Commission today charged Joshua L. Rupp of Michigan for engaging in securities fraud and for acting as an unregistered broker-dealer.
The SEC’s complaint, filed in the U.S. District Court for the Western District of Michigan, alleges that Rupp engaged in a...