SEC Charges Previously-Barred Investment Adviser with Fraud
- Written by Newsfile
Washington D.C.--(Newsfile Corp. - March 7, 2022) - The Securities and Exchange Commission today charged a previously-barred North Carolina-based investment adviser with lying to retail investors about the use and value of their investments.
The SEC’s complaint alleges that, starting in approximately February 2019, David W. Schamens solicited...

