SEC Re-Proposes Amendments to Exemption From National Securities Association Membership
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - July 29, 2022) - The Securities and Exchange Commission today re-proposed rule amendments that would narrow the exemption from Section 15(b)(8) of the Securities Exchange Act, which requires any broker or dealer registered with the Commission to become a member of a national securities association unless the...