SEC Charges Three Sales Agents at StraightPath Venture Partners With Fraud and Unregistered Broker Activity
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - March 23, 2023) - The Securities and Exchange Commission today charged Scott Hollender, Gabriel Migliano, Jr., and Frank Vecchio for selling interests in shares of pre-IPO companies on behalf of StraightPath Venture Partners LLC, despite not being registered broker-dealers, and for misleading investors...