SEC Charges Private Fund Auditor and Audit Engagement Partner with Improper Professional Conduct
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - March 29, 2023) - The Securities and Exchange Commission today announced settled charges against Spicer Jeffries LLP, an audit firm based in Denver, and audit engagement partner Sean P. Tafaro, for their improper professional conduct in connection with audits of two private funds.
According to the...

