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SEC Announces Enforcement Results for Fiscal Year 2023

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - November 14, 2023) - The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal...