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J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

  • Written by Newsfile

Firm's confidential agreements impeded clients from communicating with the SEC

Washington, D.C.--(Newsfile Corp. - January 16, 2024) - The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities...