J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule
- Written by Newsfile
Firm's confidential agreements impeded clients from communicating with the SEC
Washington, D.C.--(Newsfile Corp. - January 16, 2024) - The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities...