SEC Adopts Rules to Include Certain Significant Market Participants as "Dealers" or "Government Securities Dealers"
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - February 6, 2024) - The Securities and Exchange Commission today adopted two rules that require market participants who engage in certain dealer roles, in particular those who take on significant liquidity-providing roles in the markets, to register with the SEC, become members of a self-regulatory organization...

